ISO-IEC-27001-Lead-Auditor Questions Pass on Your First Attempt Dumps for ISO 27001 Certified
ISO-IEC-27001-Lead-Auditor Practice Test Pdf Exam Material
PECB ISO-IEC-27001-Lead-Auditor Exam is ideal for individuals who work in the information security field, such as information security managers, IT managers, consultants, and auditors. PECB Certified ISO/IEC 27001 Lead Auditor exam certification provides a comprehensive understanding of the ISO/IEC 27001 standard and the auditing process, making it an essential credential for those who want to ensure that their organization’s information assets are protected. PECB Certified ISO/IEC 27001 Lead Auditor exam certification also demonstrates to clients and stakeholders that the organization is committed to maintaining the highest standards of information security management.
NEW QUESTION # 15
Who is responsible for Initial asset allocation to the user/custodian of the assets?
- A. Asset Owner
- B. Asset Manager
- C. Asset Practitioner
- D. Asset Stakeholder
Answer: A
NEW QUESTION # 16
You are performing an ISMS audit at a residential nursing home (ABC) that provides healthcare services. The next step in your audit plan is to verify the information security of ABC's healthcare mobile app development, support, and lifecycle process.
During the audit, you learned the
organization outsourced the mobile app development to a professional software development company with CMMI Level 5, ITSM (ISO/IEC
20000-1), BCMS (ISO 22301) and ISMS (ISO/IEC 27001) certified.
The IT Manager presented the software security management procedure and summarised the process as following:
The mobile app development shall adopt "security-by-design" and "security-by-default" principles, as a minimum. The following security functions for personal data protection shall be available:
Access control.
Personal data encryption, i.e., Advanced Encryption Standard (AES) algorithm, key lengths: 256 bits; and Personal data pseudonymization.
Vulnerability checked and no security backdoor
You sample the latest Mobile App Test report, details as follows:
You ask the IT Manager why the organisation still uses the mobile app while personal data encryption and pseudonymisation tests failed. Also, whether the Service Manager is authorised to approve the test.
The IT Manager explains the test results should be approved by him according to the software security management procedure.
The reason why the encryption and pseudonymisation functions failed is that these functions heavily slowed down the system and service performance. An extra 150% of resources are needed to cover this. The Service Manager agreed that access control is good enough and acceptable. That's why the Service Manager signed the approval.
You are preparing the audit findings. Select the correct option.
- A. There is a nonconformity (NC). The organisation and developer perform security tests that fail.
(Relevant to clause 8.1, control A.8.29) - B. There is a nonconformity (NC). The organisation and developer do not perform acceptance tests.
(Relevant to clause 8.1, control A.8.29) - C. There is a nonconformity (NC). The Service Manager does not comply with the software security management procedure. (Relevant to clause 8.1, control A.8.30)
- D. There is NO nonconformity (NC). The Service Manager makes a good decision to continue the service.
(Relevant to clause 8.1, control A.8.30)
Answer: A
Explanation:
Explanation
C: This statement is true because the organisation and the developer have not met the requirements of clause 8.1, control A.8.29, which states that the organisation should ensure that information security is an integral part of information systems across the entire lifecycle, and that information security requirements should be identified and agreed prior to the development or acquisition of information systems12. The organisation and the developer have performed security tests that fail to meet the security requirements that were defined in the software security management procedure, such as personal data encryption and pseudonymization. This indicates that the information security controls are not effective and that the information systems are not compliant with the ISMS. The organisation and the developer should take corrective actions to resolve the nonconformity and to prevent its recurrence.
References:
1: PECB Candidate Handbook - ISO 27001 Lead Auditor, page 17 2: ISO/IEC 27001:2022 - Information technology - Security techniques - Information security management systems - Requirements, Annex A, control A.8.29
NEW QUESTION # 17
Does the security have the right to ask you to display your ID badges and check your bags?
- A. True
- B. False
Answer: A
NEW QUESTION # 18
What is the security management term for establishing whether someone's identity is correct?
- A. Verification
- B. Authorisation
- C. Identification
- D. Authentication
Answer: D
Explanation:
Explanation
Authentication is the security management term for establishing whether someone's identity is correct.
Authentication is the process of verifying the identity of a person or entity that claims to be who or what they say they are. Authentication can be based on something the person or entity knows (e.g. a password or a PIN), something they have (e.g. a token or a smart card), something they are (e.g. a biometric feature or a behavioural pattern), or a combination of these factors. Authentication is used to ensure that only authorized parties can access information or resources that they are entitled to. ISO/IEC 27001:2022 defines authentication as "provision of assurance that a claimed characteristic of an entity is correct" (see clause
3.5). References: [CQI & IRCA Certified ISO/IEC 27001:2022 Lead Auditor Training Course], ISO/IEC
27001:2022 Information technology - Security techniques - Information security management systems - Requirements, [What is Authentication?]
NEW QUESTION # 19
What is the relationship between data and information?
- A. Data is structured information.
- B. Information is the meaning and value assigned to a collection of data.
Answer: B
NEW QUESTION # 20
-------------------------is an asset like other important business assets has value to an organization and consequently needs to be protected.
- A. Data
- B. Information
- C. Security
- D. Infrastructure
Answer: B
NEW QUESTION # 21
Changes on project-managed applications or database should undergo the change control process as documented.
- A. True
- B. False
Answer: A
NEW QUESTION # 22 
Answer:
Explanation:
Explanation
An audit finding is the result of the evaluation of the collected audit evidence against audit criteria.
NEW QUESTION # 23
Which of the following does a lack of adequate security controls represent?
- A. Asset
- B. Impact
- C. Vulnerability
- D. Threat
Answer: C
NEW QUESTION # 24
__________ is a software used or created by hackers to disrupt computer operation, gather sensitive information, or gain access to private computer systems.
- A. Virus
- B. Trojan
- C. Malware
- D. Operating System
Answer: C
Explanation:
Explanation
Malware is a software used or created by hackers to disrupt computer operation, gather sensitive information, or gain access to private computer systems. Malware is a general term that covers various types of malicious software, such as viruses, worms, trojans, ransomware, spyware, adware, etc. Malware can cause serious damage to the organization's information assets and reputation, and may lead to legal or regulatory consequences. Therefore, the organization should implement appropriate controls to prevent, detect and remove malware, as specified in ISO/IEC 27001:2022 clause 12.2.1. References: [CQI & IRCA Certified ISO/IEC 27001:2022 Lead Auditor Training Course], ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements, What is malware?
NEW QUESTION # 25
Which two of the following are examples of audit methods that 'do not' involve human interaction?
- A. Reviewing the auditee's response to an audit finding
- B. Observing work performed by remote surveillance
- C. Performing a review of auditees procedures in preparation for an audit
- D. Conducting an interview using a teleconferencing platform
- E. Confirming the date and time of the audit
- F. Analysing data by remotely accessing the auditee's server
Answer: C,F
Explanation:
Explanation
Audit methods are the techniques and procedures that auditors use to collect and evaluate audit evidence.
Audit methods can be classified into two categories: those that involve human interaction and those that do not. Human interaction methods are those that require direct or indirect communication with the auditee or other relevant parties, such as interviews, questionnaires, surveys, observations, or walkthroughs. Non-human interaction methods are those that do not require any communication with the auditee or other parties, such as document reviews, data analysis, or remote surveillance.
Some examples of audit methods that do not involve human interaction are:
Performing a review of auditee's procedures in preparation for an audit: This method involves examining the auditee's documented information, such as policies, processes, records, or reports, to verify their adequacy and effectiveness in meeting the audit criteria. The auditor does not need to interact with the auditee or anyone else to perform this method.
Analysing data by remotely accessing the auditee's server: This method involves accessing and processing the auditee's data, such as performance indicators, logs, metrics, or statistics, to verify their accuracy and reliability in meeting the audit criteria. The auditor does not need to interact with the auditee or anyone else to perform this method.
References:
ISO/IEC 27001:2022 Lead Auditor (Information Security Management Systems) objectives and content from Quality.org and PECB ISO 19011:2018 Guidelines for auditing management systems [Section 6.2.2]
NEW QUESTION # 26
What is an example of a human threat?
- A. fire
- B. a lightning strike
- C. phishing
- D. thunderstrom
Answer: C
NEW QUESTION # 27
You are performing an ISMS audit at a residential nursing home called ABC that provides healthcare services.
You find all nursing home residents wear an electronic wristband for monitoring their location, heartbeat, and blood pressure always. You learned that he electronic wristband automatically uploads all data to the artificial intelligence (AI) cloud server for healthcare monitoring and analysis by healthcare staff.
To verify the scope of ISMS, you interview the management system representative (MSR) who explains that the ISMS scope covers an outsourced data center.
Select four options for the clauses and/or controls of ISO/IEC 27001:2022 that are directly relevant to the verification of the scope of the ISMS.
- A. Clause 4.3 Determining the scope of the information security management system
- B. Clause 5.2 Policy
- C. Control 6.3 Information security awareness, education, and training
- D. Clause 4.2 Understanding the needs and expectations of interested parties
- E. Control 5.3 Organizational roles, responsibilites and authorities
- F. Control 7.6 Working in secure areas
- G. Control 5.3 Legal, statutory, regulatory and contractual requirements
- H. Clause 4.1 Understanding the organization and its context
Answer: A,B,D,H
Explanation:
Explanation
B: This clause requires the organisation to determine the interested parties that are relevant to the ISMS, and the requirements of these interested parties12. This clause is relevant to the verification of the scope of the ISMS because it helps the organisation to identify the stakeholders that have an influence or an interest in the information security of the organisation, such as customers, suppliers, regulators, employees, etc. The organisation should also consider the needs and expectations of these interested parties when defining the scope of the ISMS, and ensure that they are met and communicated.
E: This clause requires the organisation to establish an information security policy that provides the framework for setting the information security objectives and guiding the information security activities13. This clause is relevant to the verification of the scope of the ISMS because it helps the organisation to define the direction and principles of the ISMS, and to align them with the strategic goals and context of the organisation. The information security policy should also be consistent with the scope of the ISMS, and should be communicated and understood within the organisation and by relevant interested parties.
F: This clause requires the organisation to determine the internal and external issues that are relevant to the purpose and the context of the organisation, and that affect its ability to achieve the intended outcomes of the ISMS14. This clause is relevant to the verification of the scope of the ISMS because it helps the organisation to understand the factors and conditions that influence the information security of the organisation, such as the legal, technological, social, economic, environmental, etc. The organisation should also monitor and review these issues, and consider them when defining the scope of the ISMS.
H: This clause requires the organisation to determine the boundaries and applicability of the ISMS to establish its scope15. This clause is relevant to the verification of the scope of the ISMS because it helps the organisation to describe the information and processes that are included in the ISMS, and to document the scope in a clear and concise manner. The organisation should also consider the issues, requirements, and interfaces identified in clauses 4.1, 4.2, and 4.3 when determining the scope of the ISMS, and ensure that the scope is appropriate to the nature and scale of the organisation.
References:
1: PECB Candidate Handbook - ISO 27001 Lead Auditor, page 17 2: ISO/IEC 27001:2022 - Information technology - Security techniques - Information security management systems - Requirements, clause
4.2 3: ISO/IEC 27001:2022 - Information technology - Security techniques - Information security management systems - Requirements, clause 5.2 4: ISO/IEC 27001:2022 - Information technology - Security techniques - Information security management systems - Requirements, clause 4.1 5: ISO/IEC
27001:2022 - Information technology - Security techniques - Information security management systems - Requirements, clause 4.3
NEW QUESTION # 28
Select two options that describe an advantage of using a checklist.
- A. Ensuring the audit plan is implemented
- B. Reducing audit duration
- C. Using the same checklist for every audit without review
- D. Ensuring relevant audit trails are followed
- E. Not varying from the checklist when necessary
- F. Restricting interviews to nominated parties
Answer: A,D
Explanation:
Explanation
A checklist is a tool that helps auditors to collect and verify information relevant to the audit objectives and scope. It can provide the following advantages:
* Ensuring relevant audit trails are followed: A checklist can help auditors to identify and trace the sources of evidence that support the conformity or nonconformity of the audited criteria. It can also help auditors to avoid missing or overlooking any important aspects of the audit.
* Ensuring the audit plan is implemented: A checklist can help auditors to follow and fulfil the audit plan, which describes the arrangements and details of the audit, such as the objectives, scope, criteria, schedule, roles, and responsibilities. It can also help auditors to manage their time and resources effectively and efficiently.
The other options are not advantages of using a checklist, but rather:
* Using the same checklist for every audit without review: This is a disadvantage of using a checklist, as it can lead to a rigid and ineffective audit approach. A checklist should be tailored and adapted to each specific audit, taking into account the context, risks, and changes of the auditee and the audit criteria. A checklist should also be reviewed and updated periodically to ensure its validity and relevance.
* Restricting interviews to nominated parties: This is a disadvantage of using a checklist, as it can limit the scope and depth of the audit. A checklist should not prevent auditors from interviewing other relevant parties or sources of information that may provide valuable evidence or insights for the audit. A checklist should be used as a guide, not as a constraint.
* Reducing audit duration: This is not necessarily an advantage of using a checklist, as it depends on various factors, such as the complexity, size, and maturity of the auditee's ISMS, the availability and quality of evidence, the competence and experience of the auditors, and the level of cooperation and communication between the auditors and the auditee. A checklist may help reduce audit duration by improving efficiency and organization, but it may also increase audit duration by requiring more evidence or verification.
* Not varying from the checklist when necessary: This is a disadvantage of using a checklist, as it can result in a superficial or incomplete audit. A checklist should not prevent auditors from exploring or investigating any issues or concerns that arise during the audit, even if they are not included in the checklist. A checklist should be used as a support, not as a substitute.
References:
* ISO/IEC 27001:2022 Lead Auditor (Information Security Management Systems) objectives and content
* from Quality.org and PECB
* ISO 19011:2018 Guidelines for auditing management systems [Section 6.2.2]
NEW QUESTION # 29
Which of the following is a technical security measure?
- A. Safe storage of backups
- B. User role profiles.
- C. Security policy
- D. Encryption
Answer: D
Explanation:
Explanation
A technical security measure is a measure that uses technology to protect information assets from unauthorized access, modification, disclosure, or destruction. Examples of technical security measures include encryption, firewalls, antivirus software, authentication systems, and access control mechanisms. Encryption is a technical security measure that transforms information into an unreadable format using a secret key or algorithm.
Encryption protects the confidentiality, integrity, and availability of information by preventing unauthorized parties from accessing or altering it. Therefore, encryption is the correct answer to this question. References: ISO/IEC 27000:2022, clause 3.48; ISO/IEC 27002:2022, clause 10.1.
NEW QUESTION # 30
Which of the following is a preventive security measure?
- A. Installing logging and monitoring software
- B. Storing sensitive information in a data save
- C. Shutting down the Internet connection after an attack
Answer: B
Explanation:
Explanation
A preventive security measure is a measure that aims to prevent or deter potential incidents from occurring, or to reduce their likelihood or impact. A preventive security measure can be a policy, a procedure, a device, a technique or an action that reduces the exposure to threats and vulnerabilities. Storing sensitive information in a data safe is an example of a preventive security measure, because it protects the information from unauthorized access, disclosure, modification or destruction by physical means, such as theft, fire, flood, etc.
ISO/IEC 27001:2022 defines preventive control as "control that modifies risk by avoiding an unwanted incident" (see clause 3.19). References: [CQI & IRCA Certified ISO/IEC 27001:2022 Lead Auditor Training Course], ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements, [What is Preventive Security?]
NEW QUESTION # 31
What is the worst possible action that an employee may receive for sharing his or her password or access with others?
- A. Forced roll off from the project
- B. The lowest rating on his or her performance assessment
- C. Three days suspension from work
- D. Termination
Answer: D
Explanation:
The worst possible action that an employee may receive for sharing his or her password or access with others is termination, because this is a serious breach of the organization's information security policy and access control policy. Sharing password or access with others may allow unauthorized users to access sensitive or confidential information, or to perform malicious or fraudulent activities on behalf of the employee. The employee should keep his or her password or access confidential and secure, and should not disclose it to anyone under any circumstances. Reference: [CQI & IRCA Certified ISO/IEC 27001:2022 Lead Auditor Training Course], [ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements], Example of an information security policy, Example of an access control policy
NEW QUESTION # 32
......
The PECB ISO-IEC-27001-Lead-Auditor exam consists of multiple-choice questions, and candidates are required to achieve a passing score of 70% or higher. ISO-IEC-27001-Lead-Auditor exam covers a range of topics, including the principles and concepts of information security, the ISO/IEC 27001 standard, and the auditing process. It also covers the skills and competencies required for conducting audits, managing audit teams, and communicating effectively with stakeholders.
ISO-IEC-27001-Lead-Auditor [Dec-2023] Newly Released] Exam Questions For You To Pass: https://torrentvce.exam4free.com/ISO-IEC-27001-Lead-Auditor-valid-dumps.html
